-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzYyLduyVLJTt0RTAp/7cxP7kluKT1V5Nb5FKRl4jrSYVGO758Vq9otockXy6Q6u oqHAvPS3t0Rb9D9dnKttsA== 0000950117-02-000229.txt : 20020414 0000950117-02-000229.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950117-02-000229 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANET POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896861 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330502606 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48862 FILM NUMBER: 02531032 BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK AVE STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 8585495130 MAIL ADDRESS: STREET 1: 9985 BUSINESSPARK AVE STREET 2: STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: PLANET POLYMER TECHNOLOGY INC DATE OF NAME CHANGE: 19950511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZORN RICHARD CENTRAL INDEX KEY: 0001103775 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1120 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10128 SC 13G/A 1 a32030.txt RICHARD ZORN SC 13G/AM #4 SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13G* (Rule 13d-102) Under the Securities and Exchange Act of 1934 (Amendment No. 4)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Planet Polymer Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 727044109 (CUSIP Number) December 31, 2001 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - ---------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 727044109 13G - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Richard Zorn - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER SHARES 218,300 --------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 322,600 --------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER REPORTING 218,300 --------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 322,600 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 540,900 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON * IN - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1. (a) The name of the issuer is Planet Polymer Technologies, Inc. (the "Corporation"). (b) The Corporation's executive office is located at 9985 Businesspark Avenue, San Diego, CA 92131. Item 2. (a) The person filing this statement is Richard Zorn. (b) Mr. Zorn's residence is 1120 Park Avenue, New York, NY 10128. (c) Mr. Zorn is a United States citizen. (d) The Security is common stock, no par value per share. (e) The CUSIP Number of the Security is 727044109. Item 3. Not applicable. Item 4. (a) Mr. Zorn is the beneficial owner of 540,900 shares of the Security through the following: o his IRA account which holds 175,000 shares of the Security; o his power of attorney for the management of the account of his daughter, Katherine Zorn, which holds 12,200 shares of the Security; o his position as President of The Zorn Foundation, Inc., which owns 31,000 shares of the Security; and o his ownership Benchmark Capital Advisors, Inc. ("Benchmark"), an investment adviser adviser registered under the Investment Advisers Act of 1940, in accordance with Section 240.13d-1(b)(1)(ii)(E), by virtue of Benchmark's investment discretion over accounts of its customers that hold 322,600 shares of the Security. (b) The amount of shares of the Security beneficially owned by Mr. Zorn is 5.9% of the total outstanding shares of the Security. (c) (i) Mr. Zorn has the sole power to vote or to direct the vote of 213,800 shares of the Security. (ii) Mr. Zorn shares with Benchmark the power to vote or direct the vote of 322,600 shares of the Security. (iii) Mr. Zorn has the sole power to dispose, or to direct the disposition, of 213,800 shares of the Security. (iv) Ms. DiPaolo shares with Benchmark the power to dispose, or to direct the disposition, of 322,600 shares of the Security. Item 5. Not applicable. Item 6. The clients of Benchmark, Katherine Zorn, The Zorn Foundation, Inc. have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares of the Security. None of these persons has an interest in 5% or more of the total outstanding shares of the Security. Item 7. Not applicable. Item 8. Not applicable. Item 9. Not applicable. Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 2001 ---------------- Date By /s/ Richard Zorn ----------------- Richard Zorn -----END PRIVACY-ENHANCED MESSAGE-----